聯邦法院對 Peken Global Limited 發出永久禁制令。.
發布日期：2026-03-30
Peken Global 被禁止在未註冊為外國交易委員會的情況下允許美國參與者存取 KuCoin 交易所，且必須支付 500,000 美元罰款
2026 年 3 月 30 日
華盛頓 — 商品期貨交易委員會今天宣布，美國紐約南區聯邦地區法院已對 Peken Global Limited（一家依據特克斯和凱科斯群島法律註冊成立的公司，營運 KuCoin 交易所）作出同意訂單，因其在未向 CFTC 註冊為外國交易委員會的情況下，允許美國參與者直接在其電子交易和訂單配對系統上進行交易。
該訂單永久禁止 Peken Global 再犯所述違規行為，並要求 Peken Global 支付 500,000 美元的民事罰款。
該訂單亦指出，CFTC 並未依據本案事實與情況尋求返還不法所得，法院也未判處此項處罰。這些情況包括 Peken Global 在 CFTC 調查及相關程序（包括刑事訴訟 United States v. Flashdot Limited, et al., No. 24-cr-168 (S.D.N.Y)，以及在該案中所作出的判決）中的配合；在該判決中，Peken Global 除其他事項外，須受沒收訂單之拘束，此反映於刑事訴訟中的沒收/金錢判決之同意初步訂單。
在並行的刑事訴訟中，Peken Global 對一項經營無牌金錢傳輸業務的罪名認罪。
法院亦作出具有既判力之自願撤銷訂單，駁回 CFTC 對其他被告（Mek Global Limited、PhoenixFin PTE Ltd. 及 Flashdot Limited）提出的所有主張。
綜上，同意訂單與該撤銷解決了 CFTC 在起訴狀中對 Peken Global 及被撤銷被告提出的所有主張 [參見 CFTC 新聞稿編號 8884-24]。 該同意訂單亦以不得再訴之方式駁回 CFTC 於 2024 年 3 月 26 日針對 Peken Global 提出之申訴的第二至第五項指控。.
披露原文
Peken Global is Prohibited from Allowing U.S. Participants to Access KuCoin Exchange Without Registering as a Foreign Board of Trade and Must Pay a $500,000 Penalty March 30, 2026 WASHINGTON — The Commodity Futures Trading Commission today announced the U.S. District Court for the Southern District of New York entered a consent order against Peken Global Limited, a company incorporated under the laws of the Turks and Caicos Islands, that operates the KuCoin exchange, for allowing U.S. participants to trade directly on its electronic trading and order-matching system without registering with the CFTC as a foreign board of trade. The order permanently enjoins Peken Global from future violations, as charged, and requires Peken Global to pay a $500,000 civil monetary penalty. The order also states that the CFTC is not seeking, and the court is not imposing, disgorgement based on the facts and circumstances of this case. These include Peken Global’s cooperation in a CFTC investigation and related proceedings, including the criminal action, United States v. Flashdot Limited, et al., No. 24-cr-168 (S.D.N.Y), and the judgment entered in that matter, in which Peken Global was subject to, inter alia, a forfeiture order, as reflected in the consent preliminary order of forfeiture/money judgment in the criminal action. In the parallel criminal action, Peken Global pleaded guilty to one count of operating an unlicensed money transmitting business. The court also entered an order of voluntary dismissal with prejudice, dismissing all claims the CFTC brought against the other defendants: Mek Global Limited, PhoenixFin PTE Ltd., and Flashdot Limited. Together, the consent order and the dismissal resolve all claims the CFTC brought against Peken Global and the dismissed defendants in the complaint [See CFTC Press Release No. 8884-24]. The consent order also dismisses with prejudice counts II through V of the CFTC complaint filed March 26, 2024, against Peken Global.
