联邦法院对Peken Global Limited发出永久禁令.
发布日期：2026-03-30
Peken Global 被禁止在未注册为外国交易委员会的情况下允许美国参与者访问 KuCoin 交易所，且必须支付 500,000 美元罚款
2026年3月30日
华盛顿 — 商品期货交易委员会今天宣布，美国纽约南区联邦地区法院对 Peken Global Limited（一家根据特克斯和凯科斯群岛法律注册成立的公司，运营着 KuCoin 交易所）作出了一项同意订单，原因在于其允许美国参与者在其电子交易和订单匹配系统上直接交易，却未向 CFTC 注册为外国交易委员会。
该订单永久禁止 Peken Global 未来再犯被指控的违规行为，并要求 Peken Global 支付 500,000 美元的民事罚款。
该订单还指出，基于本案的事实和情况，CFTC 并未寻求，法院也未施加追缴。这些事实和情况包括 Peken Global 在 CFTC 调查及相关程序中的合作，包括刑事案件 United States v. Flashdot Limited, et al., No. 24-cr-168 (S.D.N.Y)，以及该案中作出的判决；在该判决中，Peken Global 除其他事项外，须接受没收订单，正如刑事案件中的同意初步订单（没收/金钱判决）所反映的那样。
在并行的刑事案件中，Peken Global 承认一项无证经营资金传输业务的罪名。
法院还作出了一项具有既判力的自愿撤诉订单，驳回了 CFTC 对其他被告的所有指控：Mek Global Limited、PhoenixFin PTE Ltd. 和 Flashdot Limited。
综上，同意订单和撤诉共同解决了 CFTC 在诉状中对 Peken Global 及被撤诉被告提出的所有指控 [参见 CFTC 新闻稿编号 8884-24]。 同意订单也以不得再诉的方式驳回了CFTC于2024年3月26日针对Peken Global提交的诉状中的第二项至第五项。.
披露原文
Peken Global is Prohibited from Allowing U.S. Participants to Access KuCoin Exchange Without Registering as a Foreign Board of Trade and Must Pay a $500,000 Penalty March 30, 2026 WASHINGTON — The Commodity Futures Trading Commission today announced the U.S. District Court for the Southern District of New York entered a consent order against Peken Global Limited, a company incorporated under the laws of the Turks and Caicos Islands, that operates the KuCoin exchange, for allowing U.S. participants to trade directly on its electronic trading and order-matching system without registering with the CFTC as a foreign board of trade. The order permanently enjoins Peken Global from future violations, as charged, and requires Peken Global to pay a $500,000 civil monetary penalty. The order also states that the CFTC is not seeking, and the court is not imposing, disgorgement based on the facts and circumstances of this case. These include Peken Global’s cooperation in a CFTC investigation and related proceedings, including the criminal action, United States v. Flashdot Limited, et al., No. 24-cr-168 (S.D.N.Y), and the judgment entered in that matter, in which Peken Global was subject to, inter alia, a forfeiture order, as reflected in the consent preliminary order of forfeiture/money judgment in the criminal action. In the parallel criminal action, Peken Global pleaded guilty to one count of operating an unlicensed money transmitting business. The court also entered an order of voluntary dismissal with prejudice, dismissing all claims the CFTC brought against the other defendants: Mek Global Limited, PhoenixFin PTE Ltd., and Flashdot Limited. Together, the consent order and the dismissal resolve all claims the CFTC brought against Peken Global and the dismissed defendants in the complaint [See CFTC Press Release No. 8884-24]. The consent order also dismisses with prejudice counts II through V of the CFTC complaint filed March 26, 2024, against Peken Global.
